Canadian Securities Administrators

Results: 443



#Item
341Canadian law / Financial services / Institutional investors / Canadian securities regulation / Derivative / Canadian Securities Administrators / Mutual fund / Exempt market dealer / Commodity Futures Modernization Act / Financial economics / Investment / Finance

2012 Progress Report - Provincial/Territorial Council of Minister of Securities Regulation

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Source URL: www.securitiescanada.org

Language: English - Date: 2013-04-11 16:17:37
342United States securities law / Securities / Notes / Principal protected note / Self-regulatory organizations / Canadian securities regulation / Investment Industry Regulatory Organization of Canada / Registered representative / Deposit insurance / Financial regulation / Financial system / Financial economics

CSA Multilateral Staff Notice[removed]Third Update on Principal Protected Notes August 30, 2012 This CSA Multilateral Staff Notice is being published by staff of all members of the Canadian Securities Administrators, exce

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Source URL: www.community.gov.yk.ca

Language: English - Date: 2014-07-07 19:49:30
343Financial markets / Financial regulation / Corruption / Canadian law / Canadian securities regulation / Short selling / Securities Commission of New Zealand / Insider trading / Canadian Securities Administrators / Financial system / Financial economics / Economics

CANADIAN SECURITIES ADMINISTRATORS[removed]Enforcement Report The Canadian Securities Administrators The Canadian Securities Administrators (CSA) is the council of the 10 provincial and three territorial

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Source URL: www.msc.gov.mb.ca

Language: English - Date: 2013-03-06 16:20:17
344Law / 73rd United States Congress / United States Securities and Exchange Commission / Securities / Stock market / Canadian securities regulation / System for Electronic Document Analysis and Retrieval / Ontario Securities Commission / Sedar / Financial regulation / United States securities law / Financial economics

CSA Notice of Multilateral Instrument[removed]System Fees for SEDAR and NRD July 18, 2013 Introduction We, the Canadian Securities Administrators (CSA), are adopting Multilateral Instrument[removed]System Fees for SEDAR an

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Source URL: www.community.gov.yk.ca

Language: English - Date: 2014-07-21 18:24:30
345Economics / Financial economics / Corruption / Insider trading / Issuer / Stock market / SEC filings / Financial system

CANADIAN SECURITIES ADMINISTRATORS’ STAFF NOTICE[removed]SYSTEM FOR ELECTRONIC DISCLOSURE BY INSIDERS (SEDI) NATIONAL INSTRUMENT[removed]Extension of Electronic Filing and Reporting Deadlines - Issuer Profile Supplement

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Source URL: www.servicenl.gov.nl.ca

Language: English - Date: 2010-02-04 09:49:59
346Issuer / Ontario Securities Commission

CANADIAN SECURITIES ADMINISTRATORS’ STAFF NOTICE[removed]SYSTEM FOR ELECTRONIC DISCLOSURE BY INSIDERS (SEDI) NATIONAL INSTRUMENT[removed]Interim Requirements for Insiders and Issuers Affected By Suspension of SEDI Operat

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Source URL: www.servicenl.gov.nl.ca

Language: English - Date: 2010-02-04 09:50:46
347Canadian Securities Administrators / Securities Commission / CSA / Government / Law / Canadian law / Canadian securities regulation / Canada

Notices / News Releases[removed]CSA Staff Notice[removed]National Registration Database (NRD)

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Source URL: www.servicenl.gov.nl.ca

Language: English - Date: 2010-02-04 09:49:32
348Corruption / Stock market / United States securities law / Corporate crime / U.S. Securities and Exchange Commission / Canadian securities regulation / Securities fraud / Securities regulation in the United States / Securities Commission of New Zealand / Financial economics / Financial system / Economics

CANADIAN SECURITIES ADMINISTRATORS[removed]Enforcement Report Canadian Securities Administrators About CSA

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Source URL: www.msc.gov.mb.ca

Language: English - Date: 2013-03-06 16:20:18
349Corporate finance / Equity securities / Stock market / Preferred stock / Dividend / Warrant / Rate of return / Mutual fund / Fixed income / Financial economics / Investment / Finance

Investments at a glance Canadian Securities Administrators Securities regulators from each province and territory have teamed up to form the Canadian Securities Administrators, or CSA for short. The CSA is primarily resp

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Source URL: www.community.gov.yk.ca

Language: English - Date: 2014-07-07 19:48:07
350Financial services / Institutional investors / Canadian securities regulation / Mutual fund / Canadian Securities Administrators / Security / Autorité des marchés financiers / Financial economics / Investment / Canadian law

CSA Staff Notice[removed]Extension of Comment Period Proposed Amendments to National Instrument[removed]Mutual Funds, Companion Policy 81-102CP Mutual Funds and Related Consequential Amendments

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Source URL: www.community.gov.yk.ca

Language: English - Date: 2014-07-07 19:48:05
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